INVESTMENT ADVISORY AGREEMENT SG CORE ONE CFC LTD. (SAFEGUARD CORE ONE FUND)Investment Advisory Agreement • December 23rd, 2022 • Forum Funds Ii
AGREEMENT made as of June 10, 2022, by and between SafeGuard Asset Management, LLC, a Delaware limited liability company, with its principal office and place of business at 307 Stonyhill Drive, Chalfont, PA 18914 (the “Adviser”), and SG Core One CFC LTD., a Cayman Islands exempted company (the “Subsidiary”), a wholly owned subsidiary of Forum Funds II, a Delaware statutory trust and open-end investment company (the “Trust”), on behalf of its series, SafeGuard Core One Fund (the “SafeGuard Core One Fund”).
FIRST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2022 • Forum Funds Ii • Delaware
This first amendment (this “Amendment”) to the Distribution Agreement dated as of September 30, 2021, as novated (the “Agreement”), is entered into July 13, 2022 (the “Execution Date”) by and between Forum Funds II (the “Client”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of July 20, 2022 (the “Effective Date”).
INVESTMENT ADVISORY AGREEMENTForum Funds Ii • December 23rd, 2022 • Forum Funds Ii
AGREEMENT made as of June 10, 2022, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Trust”), and SafeGuard Asset Management, LLC, a Delaware limited liability company, with its principal office and place of business at 307 Stonyhill Drive, Chalfont, PA 18914 (the “Adviser”).
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza Portland, ME 04101Expense Limitation Agreement • December 23rd, 2022 • Forum Funds Ii
SECOND AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • December 23rd, 2022 • Forum Funds Ii
This second amendment (this “Amendment”) to the Custodian Agreement dated as of July 31, 2013, by and between Forum Funds II (the “Trust”) and MUFG Union Bank, N.A., as assigned to U.S. Bank, N.A. (“U.S. Bank”) on June 11, 2021 (the “Agreement”), is entered into with an effective date of December 16, 2022 (the “Effective Date”).
