CUSTODY AGREEMENTCustody Agreement • June 21st, 2019 • Forum Funds Ii • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the FORUM FUNDS II, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 26th, 2013 • Forum Funds Ii • Delaware
THIS AGREEMENT is made and entered into as of this 27th day of June, by and between Forum Funds II, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FORM OF SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND PHOCAS FINANCIAL CORPORATIONSub-Advisory Agreement • June 21st, 2018 • Investment Managers Series Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of __________ xx, 2018, is entered into by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Phocas Financial Corporation, a Delaware corporation (the “Sub-advisor”).
SUBADVISORY AGREEMENT BETWEENSubadvisory Agreement • October 20th, 2023 • Forum Funds Ii
AGREEMENT made as of the 5th day of October, 2023, by and between Acuitas Investments, LLC, a Washington limited liability company with its principal office and place of business at 520 Pike Street, Seattle, WA 98101 (the “Adviser”) and Meros Investment Management, LP, a Texas limited partnership with its principal office and place of business at 1845 Woodall Rodgers Fwy, Suite 1000, Dallas, Texas 75201 (the “Subadviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 28th, 2019 • Forum Funds Ii • New York
AGREEMENT made as of February 15, 2019, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and Jaguar Listed Property LLC, a Delaware limited liability company, with its principal office and place of business at 390 Park Avenue, 4th Floor, New York, New York 10022 (the “Adviser”).
FORUM FUNDS II INVESTMENT ADVISORY AGREEMENTForum Funds Ii Investment Advisory Agreement • April 24th, 2017 • Forum Funds Ii • New York
AGREEMENT made as of March 23, 2017, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the "Trust"), and Caravan Capital Management LLC, a Delaware limited liability company, with its principal office and place of business at 950 Pacific Avenue, Suite 500, Tacoma, WA 98042 (the "Adviser").
SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Advisors Asset Management, INC.Investment Advisory Agreement • June 21st, 2018 • Investment Managers Series Trust • Delaware
THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _________ to the Investment Advisory Agreement dated July 5, 2012 as amended March 28, 2013 (the “Prior Agreement”), between the Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each, a “Fund”), and Advisors Asset Management, Inc., a Delaware corporation (the “Advisor”)..
INVESTMENT MANAGERS SERIES TRUST FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 21st, 2018 • Investment Managers Series Trust • Delaware
THIS FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) dated as of __________, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each, a “Fund”), and the investment advisor of the Funds, Advisors Asset Management, Inc. (the “Advisor”).
SERVICES AGREEMENTServices Agreement • April 16th, 2014 • Forum Funds Ii • Delaware
AGREEMENT dated as of the 26th day of July, 2013, as amended March 20, 2014, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the "Trust"), and Atlantic Fund Administration, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (together with its successors in interest, "Atlantic").
Forum Funds II Three Canal Plaza, Suite 600 Portland, Maine 04101 Investment Managers Series Trust Milwaukee, Wisconsin 53212 Ladies and Gentlemen:Investment Managers Series Trust • May 18th, 2018
This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], 2018, by and among Forum Funds II, a Delaware statutory trust (the “Acquired Trust”), on behalf of Phocas Real Estate Fund, a series thereof (the “Acquired Fund”), and Investment Managers Series Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of AAM/Phocas Real Estate Fund, a series thereof (the “Acquiring Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates (1) the transfer of all the assets of the Acquired Fund to the Acquiring Fund in exchange for (a) the issuance to the Acquired Fund of a number of Acquiring Fund Shares, having an aggregate NAV equal to the aggregate NAV of the Acquired Fund attributable to the Acquired Fund Shares, as determined in the manner set forth in paragraphs 2.1 and 2.2 of the Agreement, and (b) the assumption by t
INTERIM INVESTMENT ADVISORY AGREEMENTForum Funds Ii • January 23rd, 2019 • Forum Funds Ii • New York
AGREEMENT made as of January 1, 2019, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and Jaguar Listed Property LLC, a Delaware limited liability company, with its principal office and place of business at 390 Park Avenue, 4th Floor, New York, New York 10022 (the “Adviser”).
SUBADVISORY AGREEMENT BETWEEN ACUITAS INVESTMENTS AND DEPRINCE, RACE & ZOLLO, INC.Subadvisory Agreement Between Acuitas Investments And • June 30th, 2014 • Forum Funds Ii • New York
AGREEMENT made as of the 18th day of June, 2014, by and between Acuitas Investments, LLC, a Washington limited liability company with its principal office and place of business at 520 Pike Street, Seattle, WA 98101 (the "Adviser") and DePrince, Race & Zollo, Inc., a Florida corporation with its principal office and place of business at 250 Park Ave South, Suite 250, Winter Park, FL 32789 (the "Subadviser").
SERVICES AGREEMENTServices Agreement • July 31st, 2013 • Forum Funds Ii
AGREEMENT dated as of the 26th day of July, 2013, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Trust”), and Atlantic Fund Administration, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (together with its successors in interest, “Atlantic”).
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • January 25th, 2024 • Forum Funds Ii
FORUM FUNDS II INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • January 25th, 2019 • Forum Funds Ii • New York
AGREEMENT made as of January 1, 2019, by and between Forum Funds II, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and Gurtin Fixed Income Management, LLC, d/b/a Gurtin Municipal Bond Management, a Delaware limited liability company, with its principal office and place of business at 440 Stevens Avenue, Suite 260, Solana Beach, California 92075 (the “Adviser”).
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • November 23rd, 2022 • Forum Funds Ii
NINTH AMENDMENT TO FORUM FUNDS II DISTRIBUTION AGREEMENTForum Funds Ii Distribution Agreement • February 26th, 2016 • Forum Funds Ii • Delaware
This Ninth Amendment (the "Amendment") to the Forum Funds II Distribution Agreement (the "Agreement") dated as of June 27, 2013, as amended from time to time, by and between Forum Funds II, a Delaware statutory trust (the "Trust") and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor") is entered into as of March 1, 2016 (the "Effective Date").
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • October 25th, 2019 • Forum Funds Ii
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Apex Fund Services Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • October 22nd, 2021 • Forum Funds Ii
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • January 25th, 2021 • Forum Funds Ii
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Apex Fund Services Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • June 23rd, 2022 • Forum Funds Ii • Maine
ASSIGNMENT OF CUSTODY AGREEMENTAssignment of Custody Agreement • October 22nd, 2021 • Forum Funds Ii
THIS AGREEMENT (the "Assignment"), is made and entered into as of this 11th day of June, 2021 by and among Forum Funds II (the "Trust"), a Delaware statutory trust operating on behalf of certain of its separate series (the “Funds”), MUFG Union Bank, N.A. ("Union Bank"), and U.S. Bank, N.A. ("U.S. Bank"), each a national banking association organized and existing under the laws of the United States of America.
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • June 21st, 2019 • Forum Funds Ii
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • March 28th, 2016 • Forum Funds Ii
This Agreement is made and to be performed principally in the states of Massachusetts and Maine, and except insofar as the Investment Company Act of 1940, as amended, or other federal laws and regulations may be controlling, this Agreement shall be governed by, and construed and enforced in accordance with, the internal laws of the State of Delaware.
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • October 25th, 2016 • Forum Funds Ii
EXPENSE LIMITATION AGREEMENT FORUM FUNDS II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • August 14th, 2015 • Forum Funds Ii
This Agreement is made and to be performed principally in the states of Connecticut and Maine, and except insofar as the Investment Company Act of 1940, as amended, or other federal laws and regulations may be controlling, this Agreement shall
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • April 20th, 2017 • Forum Funds Ii
AMENDED AND RESTATED SUBADVISORY AGREEMENT BETWEEN CVR PORTFOLIO FUNDS LLC AND SSARIS ADVISORS, LLCSubadvisory Agreement • April 24th, 2015 • Forum Funds Ii • Delaware
THIS AMENDED AND RESTATED SUBADVISORY AGREEMENT (this "Agreement") is made as of the 16th day of January, 2015, by and between CVR Portfolio Funds LLC, a Delaware limited liability company with its principal office and place of business at One Bromfield Street, Suite 5100, Boston, MA 02108 (the "Adviser") and SSARIS Advisors, LLC, a Delaware limited liability company with its principal office and place of business at 187 Danbury Road, Suite 2C, Courtside Building, Wilton, CT 06897 (the "Subadviser").
Schedule I Separate Portfolios CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES) Forum Funds II and MUFG Union Bank, N.A. Effective Date: March 29, 2019Separate Portfolios • June 21st, 2019 • Forum Funds Ii
FEE WAIVER AGREEMENT Forum Funds II Three Canal Plaza Portland, ME 04101Fee Waiver Agreement • October 23rd, 2024 • Forum Funds Ii
This Fee Waiver Agreement (this “Agreement”) is entered into as of the date first set forth above between Forum Funds II (the “Trust”), on behalf of its series set forth in Exhibit A hereto (each, a “Fund” and together, the “Funds”), and Atlantic Fund Administration, LLC, a wholly owned subsidiary of Apex Group Ltd. doing business as Apex Fund Services (“Apex”), on the following terms:
SECOND AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 26th, 2023 • Forum Funds Ii
This second amendment (this “Amendment”) to the Distribution Agreement dated as of September 30, 2021, as novated (the “Agreement”), is entered into July 13, 2022 (the “Execution Date”) by and between Forum Funds II (the “Client”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of December 16, 2022 (the “Effective Date”).
FORUM FUNDS II INVESTMENT ADVISORY AGREEMENT Appendix AForum Funds Ii • January 8th, 2016
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Apex Fund Services Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • October 20th, 2023 • Forum Funds Ii
EXPENSE LIMITATION AGREEMENT Forum Funds II c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • November 21st, 2023 • Forum Funds Ii
SUBADVISORY AGREEMENTSubadvisory Agreement • October 23rd, 2024 • Forum Funds Ii
THIS SUBADVISORY AGREEMENT (this “Agreement”) is made as of the 19th day of September 2024, by and between Acuitas Investments, LLC, a Washington limited liability company with its principal office and place of business at 520 Pike Street, Seattle, WA 98101 (the “Adviser”), and Diamond Hill Capital Management, Inc., an Ohio corporation with its principal office and place of business at 325 John H. McConnell Blvd, Suite 200, Columbus, Ohio 43215 (the “Subadviser”).
