FORM OF AUTHORIZED PARTICIPANT AGREEMENT THE RBB FUND, INC.Authorized Participant Agreement • March 24th, 2023 • RBB Fund, Inc. • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ __________] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by The RBB Fund, Inc. (the “Company”), registered as an open-end investment management company organized as a corporation and comprised of a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Company’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incor
INVESTMENT SUB-ADVISORY AGREEMENT SGI U.S. Large Cap Core ETF and SGI Dynamic Tactical ETFInvestment Sub-Advisory Agreement • March 24th, 2023 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of ________________, 2023 by and between Summit Global Investments, LLC, a Utah limited liability company (the “Adviser”) and SG Trading Solutions, LLC, a Delaware limited liability company (the “Sub-Adviser”).
ETF DISTRIBUTION AGREEMENTDistribution Agreement • March 24th, 2023 • RBB Fund, Inc. • Delaware
This Distribution Agreement (the “Agreement”) is made this 8th day of August 2022, by and between The RBB Fund, Inc., a Maryland corporation (the “Company”) having its principal place of business at 411 Old Baltimore Pike, Chadds Ford, PA 19317, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E. Kilbourn Ave., Suite 2200, Milwaukee, WI 53202.
INVESTMENT ADVISORY AGREEMENT SGI U.S. Large Cap Core ETF and SGI Dynamic Tactical ETFInvestment Advisory Agreement • March 24th, 2023 • RBB Fund, Inc. • Delaware
AGREEMENT made as of __________, 2023 between THE RBB FUND, INC., a Maryland corporation (herein called the “Fund”), and Summit Global Investments, LLC, a Utah limited liability company (herein called the “Investment Adviser”).
PURCHASE AGREEMENTPurchase Agreement • March 24th, 2023 • RBB Fund, Inc.
The RBB Fund, Inc., a Maryland corporation (the "Company"), and Summit Global Investments, LLC , a Utah limited liability company ("SGI"), intending to be legally bound, hereby agree with each other as follows:
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 24th, 2023 • RBB Fund, Inc. • Delaware
This first amendment (the “Amendment”) to the ETF distribution agreement (the “ETF DA”) dated as of August 8, 2022, by and between The RBB Fund, Inc. and Quasar Distributors, LLC (together, the “Parties”) is effective as of January 25, 2023.
