ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 9th, 2023 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of July 25, 2023 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and Level Four Capital Management, LLC (“Level Four”) a limited liability company (the “Sub-Adviser”), having its principal place of business at 12400 Coit Road, Suite 700, Dallas, TX 75251and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
Amendment No. 12 to Investment Advisory AgreementInvestment Advisory Agreement • August 9th, 2023 • ALPS ETF Trust
This Amendment No. 12, dated June 1, 2023 (this “Amendment”), to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”), as amended, by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to ALPS ETF Trust Administration AgreementAlps Etf Trust Administration Agreement • August 9th, 2023 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated August 7, 2023 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
Amendment to REPORT MODERNIZATION ADDENDUM to Amended and Restated Administration AgreementReport Modernization Addendum • August 9th, 2023 • ALPS ETF Trust
This Amendment (this “Amendment”) dated August 7, 2023, is to the Report Modernization Addendum (the "Addendum") dated June 4, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the "Agreement"), by and between ALPS Advisors, Inc. (the "Adviser"), a Colorado corporation, ALPS Fund Services, Inc., a Colorado corporation ("ALPS"), and ALPS ETF Trust, a Delaware statutory trust (the "Trust").
Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • August 9th, 2023 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated August 8, 2023, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration AgreementLiquidity Risk Management Addendum • August 9th, 2023 • ALPS ETF Trust
This Amendment (this “Amendment”) dated August 7, 2023, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).
AMENDMENTDistribution Agreement • August 9th, 2023 • ALPS ETF Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of August 1, 2023 (the “Effective Date”):
