0001398344-24-001186 Sample Contracts

AMENDMENT 4
Admin Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Admin Agreement as of April 1, 2023 (the “Effective Date”):

AutoNDA by SimpleDocs
SHARE PURCHASE AGREEMENT ALPS SERIES TRUST
Share Purchase Agreement • January 26th, 2024 • ALPS Series Trust

This Agreement is made effective as of the 13th day of April, 2023 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.

AMENDMENT 6
Distribution Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (each, a “Party” and collectively, the “Parties”) amends the Existing Agreement as of December 20, 2022 (the “Effective Date”):

AMENDMENT 2
Admin Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Admin Agreement as of April 1, 2023 (the “Effective Date”):

CARRET ASSET MANAGEMENT, LLC
Management Fee Agreement • January 26th, 2024 • ALPS Series Trust

This letter confirms the agreement of Carret Asset Management, LLC (the "Adviser") with the Trust to contractually limit the total amount of the "Management Fees" that it is entitled to receive from a Fund and to reimburse "Other Expenses" to the extent required below.

AMENDMENT 4
Admin Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Admin Agreement as of April 1, 2023 (the “Effective Date”):

BRIGADE CAPITAL MANAGEMENT, LP
Fee Limitation Agreement • January 26th, 2024 • ALPS Series Trust

This letter (the “Agreement”) confirms the agreement of Brigade Capital Management, LP (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” (pursuant to the Investment Advisory Agreement between the Trust, on behalf of the Fund, and the Adviser) and “Co-Administration Fees” (pursuant to the Co-Administration Agreement between the Trust, on behalf of the Fund, and the Adviser) that it is entitled to receive from the Fund and to reimburse “Other Expenses” to the extent required below.

AMENDMENT 2
Cco Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 2
Transfer Agency and Services Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the TA Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT ONE
Services Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Existing Agreement as of October 5, 2023:

AMENDMENT 3
Transfer Agency Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the TA Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 1
Advisory Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Advisory Agreement (as defined below), effective as of February 1, 2024 (the “Effective Date”):

AMENDMENT 1
Cco Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 2
Cco Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 3
Transfer Agency and Services Agreement • January 26th, 2024 • ALPS Series Trust

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the TA Agreement as of April 1, 2023 (the “Effective Date”):

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!