0001398344-24-001186 Sample Contracts

BRIGADE CAPITAL MANAGEMENT, LP
ALPS Series Trust • January 26th, 2024

This letter (the “Agreement”) confirms the agreement of Brigade Capital Management, LP (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” (pursuant to the Investment Advisory Agreement between the Trust, on behalf of the Fund, and the Adviser) and “Co-Administration Fees” (pursuant to the Co-Administration Agreement between the Trust, on behalf of the Fund, and the Adviser) that it is entitled to receive from the Fund and to reimburse “Other Expenses” to the extent required below.

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AMENDMENT 4
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Admin Agreement as of April 1, 2023 (the “Effective Date”):

SHARE PURCHASE AGREEMENT ALPS SERIES TRUST
Share Purchase Agreement • January 26th, 2024 • ALPS Series Trust

This Agreement is made effective as of the 13th day of April, 2023 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.

AMENDMENT 6
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (each, a “Party” and collectively, the “Parties”) amends the Existing Agreement as of December 20, 2022 (the “Effective Date”):

AMENDMENT 2
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Admin Agreement as of April 1, 2023 (the “Effective Date”):

CARRET ASSET MANAGEMENT, LLC
ALPS Series Trust • January 26th, 2024

This letter confirms the agreement of Carret Asset Management, LLC (the "Adviser") with the Trust to contractually limit the total amount of the "Management Fees" that it is entitled to receive from a Fund and to reimburse "Other Expenses" to the extent required below.

AMENDMENT 4
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Admin Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 2
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 2
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the TA Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT ONE
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Existing Agreement as of October 5, 2023:

AMENDMENT 3
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the TA Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 1
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Advisory Agreement (as defined below), effective as of February 1, 2024 (the “Effective Date”):

AMENDMENT 1
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 2
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):

AMENDMENT 3
ALPS Series Trust • January 26th, 2024

This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the TA Agreement as of April 1, 2023 (the “Effective Date”):

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