FUND CCO AGREEMENTCco Agreement • January 4th, 2024 • Institutional Investment Strategy Fund
AGREEMENT made as of November 30, 2023 by and between Institutional Investment Strategy Fund, a Delaware statutory trust, with its principal office and place of business at 2261 Market Street, Suite 5190, San Francisco, CA 94114 (“Fund”), and Compliance4, LLC, a Maine limited liability company, with its principal office and place of business at 9 Terison Drive, Suite 100, Falmouth, Maine 04105 (“Compliance4”).
FUND CCO AGREEMENTCco Agreement • September 4th, 2019 • A3 Alternative Credit Fund • Delaware
AGREEMENT made as of August 29, 2019 by and between A3 Alternative Credit Fund, a Delaware statutory trust, with its principal office and place of business at 90 Madison Street, Suite 303, Denver, Colorado 80206 (the “Fund”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
ContractCco Agreement • January 17th, 2024 • XD Fund Trust
Certain information has been excluded from this exhibit because it (i) is not material and (ii) would be competitively harmful if publicly disclosed.
CCO AGREEMENT THE BOSTON TRUST & WALDEN FUNDS and CITI FUND SERVICES OHIO, INC.Cco Agreement • April 18th, 2017 • Boston Trust & Walden Funds • New York
THIS CCO AGREEMENT is made on June, 30, 2016 (the “Effective Date”), by and between The Boston Trust & Walden Funds, a Massachusetts business trust (the “Client”) and Citi Fund Services Ohio, Inc., an Ohio corporation with its primary place of business at 3435 Stelzer Road, Columbus, Ohio 43219 (the “Service Provider” and, with the Client, the “Parties”).
FUND CCO AGREEMENTCco Agreement • April 30th, 2015 • SharesPost 100 Fund • Delaware
AGREEMENT made as of July 22, 2013 by and between SharesPost 100 Fund, a Delaware statutory trust, with its principal office and place of business at 1150 Bayhill Drive, Suite 300, San Bruno, California 94066 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
AMENDMENT 2Cco Agreement • January 26th, 2024 • ALPS Series Trust
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):
FUND CCO AGREEMENTCco Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
AGREEMENT made as of January 14, 2015 by and between PENN Capital Funds Trust, a Delaware statutory trust, with its principal office and place of business at Navy Yard Corporate Center, 3 Crescent Drive, Suite 400, Philadelphia, Pennsylvania 19112 (the “Fund Company”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
AMENDMENT TO THE CCO AGREEMENTCco Agreement • September 4th, 2019 • Boston Trust Walden Funds
THIS AMENDMENT made as of September 4, 2019 (“Amendment”) to that certain CCO Agreement dated as of June 30, 2016 (“Agreement”), by and between Boston Trust & Walden Funds, a Massachusetts business trust (“Client”) and Citi Fund Services Ohio, Inc. (“Service Provider” and, with the Client, referred to herein individually as “Party” and collectively as “Parties”). All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement.
Exhibit C CCO Agreement WisdomTree Total Dividend Fund WisdomTree High-Yielding Equity Fund WisdomTree Large Cap Dividend Fund WisdomTree Dividend Top 100 Fund WisdomTree MidCap Dividend Fund WisdomTree SmallCap Dividend Fund WisdomTree Total Earnings...Cco Agreement • February 15th, 2007 • WisdomTree Trust
WisdomTree Total Dividend Fund WisdomTree High-Yielding Equity Fund WisdomTree Large Cap Dividend Fund WisdomTree Dividend Top 100 Fund WisdomTree MidCap Dividend Fund WisdomTree SmallCap Dividend Fund
AMENDMENT 1Cco Agreement • January 26th, 2024 • ALPS Series Trust
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):
AMENDMENT 2Cco Agreement • January 26th, 2024 • ALPS Series Trust
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the CCO Agreement as of April 1, 2023 (the “Effective Date”):
