PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive PlanClass B Unit Agreement • March 16th, 2015 • Pzena Investment Management, Inc. • Investment advice • New York
This DELAYED EXCHANGE CLASS B UNIT AGREEMENT ("Agreement") is made this 19th day of December, 2014 (the "Date of Grant") by and between Pzena Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (the "Company") and ______________ (the "Grantee").
PZENA INVESTMENT MANAGEMENT, LLC AMENDMENT NO. 3 TO AMENDED AND RESTATED OPERATING AGREEMENTOperating Agreement • March 16th, 2015 • Pzena Investment Management, Inc. • Investment advice
This Amendment No. 3 to the Amended and Restated Operating Agreement, dated as of October 30, 2007 and amended on March 24, 2010 and March 5, 2012 (collectively, the “Operating Agreement”) is hereby made and executed by Pzena Investment Management, Inc., as the Managing Member (the “Managing Member”) of Pzena Investment Management, LLC, a Delaware limited liability company (the “Company”) and the Class B Members of the Company listed on the signature pages hereto as of November 1, 2014. Capitalized terms used but not defined herein have the meanings given to them in the Operating Agreement.
PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive PlanUnit-Based Award Agreement • March 16th, 2015 • Pzena Investment Management, Inc. • Investment advice • New York
This UNIT-BASED AWARD Agreement ("Agreement") is made this 19th day of December, 2014 (the "Date of Grant") by and between Pzena Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (the “Company”) and ______________ (the "Grantee").
