SECOND AMENDMENT TO TAX RECEIVABLE AGREEMENTTax Receivable Agreement • March 9th, 2018 • Pzena Investment Management, Inc. • Investment advice
This Second Amendment to the Tax Receivable Agreement dated as of October 30, 2007, as amended as of December 31, 2012 (the “Agreement”), is hereby entered into by and among Pzena Investment Management, Inc., a Delaware corporation (the “Corporation”), Pzena Investment Management, LLC, a Delaware limited liability company (“PIM”) and each of the undersigned parties hereto identified as the “Members” Capitalized terms used but not defined herein have the meanings set forth in the Agreement.
PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive PlanClass B Unit Option Agreement • March 9th, 2018 • Pzena Investment Management, Inc. • Investment advice • New York
This Delayed Exchange Class B Unit Option Agreement (“Agreement”) is made this 1st day of January, 2018 by and between Pzena Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (the "Company"), Pzena Investment Management, Inc., a corporation organized under the laws of the State of Delaware (the "Parent"), and [___] (the “Optionee”).
