AMENDED AND RESTATED GRANT AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLCGrant Agreement • February 27th, 2015 • Oaktree Capital Group, LLC • Investment advice • Delaware
Effective as of December 2, 2014 (the “Grant Date”), OAKTREE CAPITAL GROUP HOLDINGS, L.P., a Delaware limited partnership (the “Partnership”), OAKTREE CAPITAL GROUP HOLDINGS GP, LLC, a Delaware limited liability company (in its capacity as the general partner of the Partnership, the “General Partner”), and Jay S. Wintrob, an individual (the “Executive”) entered into a GRANT AGREEMENT (the “Original Grant Agreement”), which is hereby amended and restated as of February 24, 2015 (such Original Grant Agreement, as amended and restated herein, and as may be amended, modified, supplemented or restated from time to time, this “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Fourth Amended and Restated Limited Partnership Agreement of the Partnership, dated as of January 1, 2014 (as may be amended, modified, supplemented or restated from time to time, the “Partnership Agreement”) and that certain Oaktree Capital Group Holdin
FORM OF GRANT AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLCGrant Agreement • February 27th, 2015 • Oaktree Capital Group, LLC • Investment advice • Delaware
This GRANT AGREEMENT (as may be amended, modified, supplemented or restated from time to time, this “Agreement”) is effective as of [ ] (the “Effective Date”), by and among OAKTREE CAPITAL GROUP HOLDINGS, L.P., a Delaware limited partnership (the “Partnership”), OAKTREE CAPITAL GROUP HOLDINGS GP, LLC, a Delaware limited liability company (in its capacity as the general partner of the Partnership, the “General Partner”), and you (the “Participant”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Oaktree Capital Group, LLC 2011 Equity Incentive Plan (the “Plan”) and the Fourth Amended and Restated Limited Partnership Agreement of the Partnership, dated as of January 1, 2014 (as amended, modified, supplemented or restated from time to time, the “Partnership Agreement”), as applicable. This Agreement shall be deemed executed, accepted and agreed to by all parties hereto upon the Participant’s acceptance of this Agreement by clicking
OAKTREE CAPITAL GROUP, LLCEmployment Agreement • February 27th, 2015 • Oaktree Capital Group, LLC • Investment advice • California
On October 6, 2014, you entered into an agreement with Oaktree Capital Group, LLC, a Delaware limited liability company (“OCG”) and Oaktree Capital Management, L.P., a Delaware limited partnership (the “Company” and, together with its affiliates, “Oaktree”) setting out the terms and conditions of your employment by the Company as Chief Executive Officer of the Company and OCG (the “Original Employment Agreement”). OCG, the Company and you have agreed to amend and restate the Original Employment Agreement, as reflected herein (this “Agreement”). This Agreement is based on your providing, and continuing to provide, the services described below on a full-time basis.
