0001411686-08-000125 Sample Contracts

AMENDMENT TO FULLY DISCLOSED CLEARING AGREEMENT

Fully Disclosed Clearing Agreement • April 16th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Fully Disclosed Clearing Agreement
• Filed
  April 16th, 2008
• Company
  Broadpoint Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This AMENDMENT (the “Amendment”) to the Fully Disclosed Clearing Agreement (defined below), is made as of the 10th day of April, 2008 by and between Ridge Clearing &

TERMINATION AGREEMENT

Termination Agreement • April 16th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Termination Agreement
• Filed
  April 16th, 2008
• Company
  Broadpoint Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This TERMINATION AGREEMENT (the “Agreement”) is made as of the 10th day of April, 2008 by and between Ridge Clearing & Outsourcing Solutions, Inc. (“Ridge”), and