0001413042-15-000178 Sample Contracts

UNDERWRITING AGREEMENT
Underwriting Agreement • July 28th, 2015 • Neiman Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NEIMAN FUNDS, an Ohio statutory trust, having its principal office and place of business at 6631 Main Street, Williamsville, New York 14221 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

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