1,500,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 20th, 2018 • Global Water Resources, Inc. • Water supply • California
Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 1,500,000 authorized but unissued shares (the “Firm Shares”), of the Company’s common stock, par value $0.01 per share (the “Common Stock”), including 46,765 shares of Common Stock to be sold to an existing stockholder of the Company (the “Stockholder Shares”). The Company has granted the Underwriter the option to purchase an aggregate of up to 220,000 additional shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering (the Firm Shares and the Option Shares are herein collectively called the “Underwritten Shares”).
