ALTAIR NANOTECHNOLOGIES INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 29th, 2011 • Altair Nanotechnologies Inc • Miscellaneous chemical products • New York
provided, however, that in the case of any transfer described in clause (1), (2) or (3) above, it shall be a condition to the transfer that (A) the transferee executes and delivers to the Placement Agent, not later than one business day prior to such transfer, a written agreement, in substantially the form of this agreement (it being understood that any references to “immediate family” in the agreement executed by such transferee shall expressly refer only to the immediate family of the undersigned and not to the immediate family of the transferee) and otherwise satisfactory in form and substance to JMP, and (B) if the undersigned is required to file a report under Section 16(a) of the Securities Exchange Act of 1934, as amended, reporting a reduction in beneficial ownership of Common Shares or Beneficially Owned Shares during the Lock-Up Period (as the same may be extended as described above), the undersigned shall include a statement in such report to the effect that, in the case of
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 29th, 2011 • Altair Nanotechnologies Inc • Miscellaneous chemical products • New York
SERIES A COMMON SHARE PURCHASE WARRANT ALTAIR NANOTECHNOLOGIES INC.Warrant Agreement • March 29th, 2011 • Altair Nanotechnologies Inc • Miscellaneous chemical products
THIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after __________2] (the “Initial Exercise Date”) and on or prior to the close of business on the _____3] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Altair Nanotechnologies Inc., a Canadian corporation (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”).
