0001437749-14-018210 Sample Contracts

UNDERWRITING AGREEMENT

Underwriting Agreement • October 9th, 2014 • AtheroNova Inc. • Pharmaceutical preparations • New York

• Contract Type
  Underwriting Agreement
• Filed
  October 9th, 2014
• Company
  AtheroNova Inc.
• Industry
  Pharmaceutical preparations
• Jurisdiction
  New York

Aegis Capital Corp. As Representative of the several Underwriters named on Schedule 1 attached hereto 810 Seventh Avenue, 18th Floor New York, New York 10019

ATHERONOVA INC. FORM OF WARRANT AGENCY AGREEMENT

Warrant Agency Agreement • October 9th, 2014 • AtheroNova Inc. • Pharmaceutical preparations • New York

• Contract Type
  Warrant Agency Agreement
• Filed
  October 9th, 2014
• Company
  AtheroNova Inc.
• Industry
  Pharmaceutical preparations
• Jurisdiction
  New York

WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of [________], 2014 (the “Issuance Date”), between Atheronova Inc., a Delaware corporation, with offices at 2301 Dupont Drive, Suite 525, Irvine, CA 92612 (“Company”), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, Texas 75034 (“Warrant Agent”).