AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF JMP Group LLCLimited Liability Company Agreement • January 2nd, 2015 • JMP Group LLC • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledJanuary 2nd, 2015 Company Industry JurisdictionThis Amended and Restated Limited Liability Company Agreement (together with the schedules and exhibits attached hereto, and as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”) of JMP Group LLC, a Delaware limited liability company (the “Company”), effective immediately prior to the Effective Time (as defined in Section 1.1 hereto), is entered into by JMP Group Inc., a Delaware corporation (“JMP Group Inc.”), and each other Person (as defined in Section 1.1 hereto) who becomes a Shareholder (as defined in Section 1.1 hereto) as provided herein. Capitalized terms used in this Agreement and not otherwise defined have the meanings set forth in Section 1.1 hereto.
Third SUPPLEMENTAL INDENTURE Dated as of October 15, 2014 To INDENTURE Dated as of January 24, 2013, As Amended on January 25, 2013, and January 29, 2014 Among JMP GROUP INC. As the Company, JMP GROUP LLC and JMP INVESTMENT HOLDINGS LLC As Guarantors,...Third Supplemental Indenture • January 2nd, 2015 • JMP Group LLC • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 2nd, 2015 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of October 15 2014, among JMP Group Inc., a Delaware corporation (the “Company”), JMP Group LLC, a Delaware limited liability company (“JMP LLC”), and JMP Investment Holdings LLC, a Delaware limited liability company (together with JMP LLC, the “Guarantors”), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”).