THIRD AMENDMENT TO TERM LOAN AGREEMENTTerm Loan Agreement • September 17th, 2015 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 17th, 2015 Company Industry JurisdictionThis THIRD AMENDMENT TO TERM LOAN AGREEMENT (this “Amendment”), is entered into as of September 10, 2015, by and among Lighting Science Group Corporation, a Delaware corporation (the “Borrower”), the Lenders (as defined below) signatory hereto, and Medley Capital Corporation, a Delaware corporation (“Medley”), as administrative agent for the Lenders (in such capacity, together with its successors and assigns in such capacity, the “Agent”).
September 11, 2015 Cleantech Europe II (A) LP Cleantech Europe II (B) LP c/o Zouk Ventures Limited London, SW3 1 ER United Kingdom Attention: Dominique Burgauer RE: Amendment No. 2 to Preferred Stock Subscription Agreement Ladies and Gentlemen:Preferred Stock Subscription Agreement • September 17th, 2015 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 17th, 2015 Company Industry JurisdictionThis Amendment No. 2 (this “Amendment”) is made to that certain Preferred Stock Subscription Agreement (as amended from time to time, the “Subscription Agreement”), dated as of September 25, 2012, by and among Lighting Science Group Corporation (the “Company”) Cleantech Europe II (A) LP (“Cleantech A”) and Cleantech Europe II (B) LP (“Cleantech B” and, together with Cleantech A, “Zouk”). This Amendment shall be effective with respect to Zouk upon execution by the Company and Zouk (the “Amendment Effective Date”).
MUTUAL GENERAL RELEASE AGREEMENTMutual General Release Agreement • September 17th, 2015 • Lighting Science Group Corp • Electric lighting & wiring equipment • Delaware
Contract Type FiledSeptember 17th, 2015 Company Industry JurisdictionThis MUTUAL GENERAL RELEASE AGREEMENT (the “Agreement”) is made and entered into as of September 11, 2015, by and between each of the undersigned (each, a “Party” and collectively, the “Parties”).
September 11, 2015Loan and Security Agreement • September 17th, 2015 • Lighting Science Group Corp • Electric lighting & wiring equipment • Georgia
Contract Type FiledSeptember 17th, 2015 Company Industry Jurisdiction
PREFERRED STOCK SUBSCRIPTION AND SUPPORT AGREEMENTPreferred Stock Subscription and Support Agreement • September 17th, 2015 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledSeptember 17th, 2015 Company Industry JurisdictionTHIS PREFERRED STOCK SUBSCRIPTION AND SUPPORT AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into on September 11, 2015, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the “Company”), Pegasus Partners IV, L.P. (“Pegasus Fund IV”) and the person(s) (the “Purchasers”) listed on the Schedule of Purchasers attached hereto as Exhibit A (the “Schedule of Purchasers”).