EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry Jurisdiction
EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry Jurisdiction
SETTLEMENT AGREEMENTSettlement Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry Jurisdiction
DEBT PURCHASE AGREEMENTDebt Purchase Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry JurisdictionThis Debt Purchase Agreement (the “Agreement”) made as of this 14th day of December, 2015, by and between Toledo Advisors, LLC (the “Buyer”) and F&S Capital Partners, LTD (the “Seller”).
ASSSIGNMENT AND MODIFICATION AGREEMENTAsssignment and Modification Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
Contract Type FiledMay 26th, 2016 Company IndustryThis assignment and modification agreement (the “Agreement”) is made by and among NewLead Holdings Ltd. (the “Issuer”), F&S Capital Partners Ltd. (the “Non Affiliate Debtholder”) and Atlas Long-Term Growth Fund, LLC (the “Investor”), on May 15, 2015. (The Issuer, the Non Affiliate Debtholder and the Investor are sometimes referred to in this Agreement singly as a “Party” or collectively as the “Parties”).
DATE 21 December 2015NewLead Holdings Ltd. • May 26th, 2016 • Deep sea foreign transportation of freight
Company FiledMay 26th, 2016 Industry
This Addendum No. l (hereinafter the "Addendum"), is made on March 3, 20l5. BETWEEN:NewLead Holdings Ltd. • May 26th, 2016 • Deep sea foreign transportation of freight
Company FiledMay 26th, 2016 Industry
DEBT ASSIGNMENT AGREEMENTDebt Assignment Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry JurisdictionThis Debt Assignment Agreement (the "Agreement") is made this 27th day of August, 2015, by and between Toledo Advisors LLC (the "Buyer'') and F&S Capital Partners Ltd. (the "Seller'').
ContractNewLead Holdings Ltd. • May 26th, 2016 • Deep sea foreign transportation of freight • New York
Company FiledMay 26th, 2016 Industry JurisdictionTHIS NOTE AND THE SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AS SET FORTH HEREIN. NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE PURSUANT HERETO MAY BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER SUCH ACT.
ContractNewLead Holdings Ltd. • May 26th, 2016 • Deep sea foreign transportation of freight • New York
Company FiledMay 26th, 2016 Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WIDCH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THESE SECURITIES MAY NOT BE PLEDGED AS COLLATERAL.
EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry Jurisdiction
AMENDMENT NO.1 TO UNIT PURCHASE AGREEMENT dated December 9, 2013Unit Purchase Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
Contract Type FiledMay 26th, 2016 Company Industry
This Addendum No. 3 (hereinafter the "Addendum"), is made on March 3, 20l5. BETWEEN:NewLead Holdings Ltd. • May 26th, 2016 • Deep sea foreign transportation of freight
Company FiledMay 26th, 2016 Industry
ADDENDUM No. 1November • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
Contract Type FiledMay 26th, 2016 Company Industrydated November 24, 2015 to the Exchange Agreement of even date (the “Agreement”) entered into by and between NEWLEAD HOLDINGS LTD. of Bermuda (hereinafter the “Company”), and M&F CHARTERING S.A. of Liberia, or their designated nominees (hereinafter the “Holder”) (singly the “Party” and jointly the “Parties”).
EXCHANGE AGREEMENTSettlement Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 26th, 2016 Company Industry Jurisdiction