EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
SETTLEMENT AGREEMENTSettlement Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
DEBT PURCHASE AGREEMENTDebt Purchase Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
This Debt Purchase Agreement (the “Agreement”) made as of this 14th day of December, 2015, by and between Toledo Advisors, LLC (the “Buyer”) and F&S Capital Partners, LTD (the “Seller”).
ASSSIGNMENT AND MODIFICATION AGREEMENTAssignment and Modification Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
This assignment and modification agreement (the “Agreement”) is made by and among NewLead Holdings Ltd. (the “Issuer”), F&S Capital Partners Ltd. (the “Non Affiliate Debtholder”) and Atlas Long-Term Growth Fund, LLC (the “Investor”), on May 15, 2015. (The Issuer, the Non Affiliate Debtholder and the Investor are sometimes referred to in this Agreement singly as a “Party” or collectively as the “Parties”).
DATE 21 December 2015Exchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
This Addendum No. l (hereinafter the "Addendum"), is made on March 3, 20l5. BETWEEN:Addendum • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
DEBT ASSIGNMENT AGREEMENTDebt Assignment Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
This Debt Assignment Agreement (the "Agreement") is made this 27th day of August, 2015, by and between Toledo Advisors LLC (the "Buyer'') and F&S Capital Partners Ltd. (the "Seller'').
ContractConvertible Promissory Note • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
THIS NOTE AND THE SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AS SET FORTH HEREIN. NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE PURSUANT HERETO MAY BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER SUCH ACT.
ContractWarrant Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WIDCH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THESE SECURITIES MAY NOT BE PLEDGED AS COLLATERAL.
EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
AMENDMENT NO.1 TO UNIT PURCHASE AGREEMENT dated December 9, 2013Unit Purchase Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
This Addendum No. 3 (hereinafter the "Addendum"), is made on March 3, 20l5. BETWEEN:Addendum • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
ADDENDUM No. 1Exchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
dated November 24, 2015 to the Exchange Agreement of even date (the “Agreement”) entered into by and between NEWLEAD HOLDINGS LTD. of Bermuda (hereinafter the “Company”), and M&F CHARTERING S.A. of Liberia, or their designated nominees (hereinafter the “Holder”) (singly the “Party” and jointly the “Parties”).
