SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • December 23rd, 2016 • Catasys, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledDecember 23rd, 2016 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of _________, between Catasys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT CATASYS, INC.Common Stock Purchase Warrant • December 23rd, 2016 • Catasys, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledDecember 23rd, 2016 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [NAME] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Catasys, Inc., a Delaware corporation (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock 1/. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 1(b).