JMP GROUP LLC AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of [ ], 2019 Debt SecuritiesIndenture • September 19th, 2019 • JMP Group LLC • Security brokers, dealers & flotation companies • New York
INDENTURE (the “Indenture”), dated as of [ ], 2019, between JMP GROUP LLC, a limited liability company existing under the laws of the State of Delaware (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”).
UNDERWRITING AGREEMENTUnderwriting Agreement • September 19th, 2019 • JMP Group LLC • Security brokers, dealers & flotation companies • New York
JMP Group LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A attached hereto (collectively, the “Underwriters”) $[●] aggregate principal amount of the Company’s [●]% Senior Notes due 2029 (the “Firm Offered Notes”) in accordance with the terms and conditions of this Underwriting Agreement (this “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional $[●] aggregate principal amount of the Company’s [●]% Senior Notes due 2029 (the “Optional Notes”), all as provided in Section 2 hereof. The Firm Offered Notes and, if and to the extent such option is exercised, the Optional Notes, are collectively called the “Notes.” UBS Securities LLC (“UBS”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) agreed to act as Representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Notes. The No
FIRST SUPPLEMENTAL INDENTURE Dated as of [ ], 2019 To INDENTURE Dated as of [ ], 2019 [ ]% SENIOR NOTES DUE 2029 JMP GROUP LLC, as the Company, and U.S. BANK NATIONAL ASSOCIATION, as TrusteeSupplemental Indenture • September 19th, 2019 • JMP Group LLC • Security brokers, dealers & flotation companies • New York
FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of [ ], 2019, between JMP Group LLC, a limited liability company existing under the laws of the State of Delaware (the “Company”), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”).
