UNDERWRITING AGREEMENTUnderwriting Agreement • September 20th, 2019 • JMP Group LLC • Security brokers, dealers & flotation companies • New York
JMP Group LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A attached hereto (collectively, the “Underwriters”) $36,000,000 aggregate principal amount of the Company’s 6.875% Senior Notes due 2029 (the “Notes”) in accordance with the terms and conditions of this Underwriting Agreement (this “Agreement”). UBS Securities LLC (“UBS”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) agreed to act as Representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Notes. The Notes will be issued under an indenture, dated as of September 26, 2019, between the Company and U.S. Bank National Association (the “Trustee”), as supplemented by the first supplemental indenture, dated as of September 26, 2019, between the Company and the Trustee (collectively with the indenture, the “Indenture”).
