SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec • New York
Contract Type FiledMarch 3rd, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 2, 2021, between The Coretec Group Inc., an Oklahoma corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT THE CORETEC GROUP INC.Common Stock Purchase Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec
Contract Type FiledMarch 3rd, 2021 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth herein (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from The Coretec Group Inc., an Oklahoma corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT THE CORETEC GROUP INC.Placement Agent Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec
Contract Type FiledMarch 3rd, 2021 Company IndustryTHIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth herein (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 7, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from The Coretec Group Inc., an Oklahoma corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain engagement letter, dated as of February 26, 2021, by and between the Company and H.C. Wainwright & Co., LLC.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec
Contract Type FiledMarch 3rd, 2021 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of March 2, 2021, by and between The Coretec Group Inc., an Oklahoma corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
PRE-FUNDED COMMON STOCK PURCHASE WARRANT THE CORETEC GROUP INC.Security Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec
Contract Type FiledMarch 3rd, 2021 Company IndustryTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth herein (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from The Coretec Group Inc., an Oklahoma corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
STRICTLY CONFIDENTIAL The Coretec Group Inc.Exclusive Agency Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec • New York
Contract Type FiledMarch 3rd, 2021 Company Industry Jurisdiction