458,691 SHARES OF COMMON STOCK PRE-FUNDED WARRANTS TO PURCHASE 917,596 SHARES OF COMMON STOCK SERIES A COMMON WARRANTS TO PURCHASE 1,376,287 SHARES OF COMMON STOCK OF AUTONOMIX MEDICAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 25th, 2024 • Autonomix Medical, Inc. • Surgical & medical instruments & apparatus • New York
Ladenburg Thalmann & Co. Inc. As the Representative of the Several Underwriters, if any, Named in Schedule I hereto 640 Fifth Avenue, 4th Floor New York, NY 10019
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 25th, 2024 • Autonomix Medical, Inc. • Surgical & medical instruments & apparatus • New York
WARRANT AGENCY AGREEMENT, dated as of November 22, 2024 (“Agreement”), between Autonomix Medical, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equity Stock Transfer LLC (the “Warrant Agent”).
PRE-FUNDED COMMON STOCK PURCHASE WARRANT AUTONOMIX MEDICAL, INC.Pre-Funded Common Stock Purchase Warrant • November 25th, 2024 • Autonomix Medical, Inc. • Surgical & medical instruments & apparatus • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from AUTONOMIX MEDICAL, INC., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s r
