WITNESSETH:Investment Management Agreement • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • Illinois
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 3rd day of January, 2011, by and among First Trust Specialty Finance and Financial Opportunities Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois...Sub-Advisory Agreement • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • Illinois
Execution Copy COMMITTED FACILITY AGREEMENT BNP PARIBAS PRIME BROKERAGE INC. ("BNPP PB, INC.") and the counterparty specified on the signature page ("CUSTOMER"), hereby enter into this Committed Facility Agreement (this "AGREEMENT"), dated as of the...Committed Facility Agreement • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • New York
AMENDMENT AGREEMENTAmendment Agreement • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • New York
CUSTODIAN SERVICES AGREEMENTS This document relates to the assignment of each of the Custodian Services Agreements set forth on Schedule A, as each such agreement has been amended (each, an "Agreement"), by BNY Mellon Investment Servicing Trust...Custodian Services Agreements • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund
This document relates to the assignment of each of the Custodian Services Agreements set forth on Schedule A, as each such agreement has been amended (each, an "Agreement"), by BNY Mellon Investment Servicing Trust Company (formerly, PFPC Trust Company) ("Trust Company") to The Bank of New York Mellon ("BNY Mellon"). In connection with the assignment of each of the Agreements by Trust Company to BNY Mellon, BNY Mellon agrees that on and after September 12, 2011, BNY Mellon will be bound by the terms of the Agreement, including expressly the covenants made by Trust Company in the Agreements prior to the assignment of the Agreements to BNY Mellon.
