September 13, 2021 First Trust Exchange-Traded Fund IIIFee Waiver Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III
September 13, 2021 First Trust Exchange-Traded Fund IIIFee Waiver Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III
Interim Investment Sub-Advisory AgreementInterim Investment Sub-Advisory Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III • Illinois
This Interim Investment Sub-Advisory Agreement (this “Agreement”), dated as of November 1, 2021, is by and among First Trust Exchange-Traded Fund III, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and First Trust Capital Management L.P., a Delaware limited partnership (formerly known as Vivaldi Asset Management, LLC) a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
September 13, 2021 First Trust Exchange-Traded Fund IIIFee Waiver Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III
September 13, 2021 First Trust Exchange-Traded Fund IIIFee Waiver Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III
September 13, 2021 First Trust Exchange-Traded Fund IIIFee Waiver Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III
September 13, 2021 First Trust Exchange-Traded Fund IIIFee Waiver Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III
