SECURITIES PURCHASE AGREEMENT by and among CONVERGEX HOLDINGS, LLC, CONVERGEX GROUP, LLC, GTCR CONVERGEX HOLDINGS LLC, COWEN CV ACQUISITION LLC and COWEN GROUP, INC.Securities Purchase Agreement • April 6th, 2017 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of April 2, 2017, is made by and among ConvergEx Group, LLC, a Delaware limited liability company (the “Company”), Cowen CV Acquisition LLC, a Delaware limited liability company (the “Purchaser”), Cowen Group, Inc., a Delaware corporation (“Parent”) solely for purposes of Sections 9.09 and Article XIV (except for Sections 14.01-14.04), ConvergEx Holdings, LLC, a Delaware limited liability company (the “Seller”), and GTCR Convergex Holdings LLC, a Delaware limited liability company (“GTCR Holdings”) solely for purposes of Sections 8.07, 8.09, 8.10, 8.11, and 11.02 and Article XIV (except for Sections 14.01-14.04 and 14.20). Capitalized terms used and not otherwise defined herein have the meanings set forth in Article XIII.
