Form of Series T Common Stock WarrantSolarWindow Technologies, Inc. • November 29th, 2018 • Industrial organic chemicals • New York
Company FiledNovember 29th, 2018 Industry JurisdictionNEITHER THIS SECURITY NOR ANY SECURITIES WHICH MAY BE ISSUED UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY U.S. STATE OR OTHER JURISDICTION OR ANY EXCHANGE OR SELF-REGULATORY ORGANIZATION, IN RELIANCE UPON EXEMPTIONS FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, AND SUCH OTHER LAWS AND REQUIREMENTS, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD, EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR LISTING OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, SUCH REGISTRATION AND/OR LISTING REQUIREMENTS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH WILL BE REASONABLY ACCEPTABLE TO THE COMPANY.
SOLARWINDOW TECHNOLOGIES, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • November 29th, 2018 • SolarWindow Technologies, Inc. • Industrial organic chemicals • New York
Contract Type FiledNovember 29th, 2018 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is entered into by and between SolarWindow Technologies, Inc., a corporation organized under the laws of the State of Nevada (the “Company”) and the subscriber whose name is set forth on the signature pages affixed hereto (the “Subscriber”).
AMENDMENT TO THE NOVEMBER 10, 2014 BRIDGE LOAN AGREEMENTBridge Loan Agreement • November 29th, 2018 • SolarWindow Technologies, Inc. • Industrial organic chemicals
Contract Type FiledNovember 29th, 2018 Company IndustryTHIS AMENDMENT dated as of November 26, 2018(this “Agreement”) to the Bridge Loan Agreement dated November 10, 2014, as amended (the “November 2014 Loan Agreement”) is entered into by and between SolarWindow Technologies, Inc. a Nevada corporation (the “Borrower”), and Kalen Capital Corporation (“KCC”), a corporation organized under the laws of the Province of Alberta, Canada.
AMENDMENT TO THE MARCH 4, 2015 BRIDGE LOAN AGREEMENTBridge Loan Agreement • November 29th, 2018 • SolarWindow Technologies, Inc. • Industrial organic chemicals
Contract Type FiledNovember 29th, 2018 Company IndustryTHIS AMENDMENT dated as of November 26, 2018(this “Agreement”) to the Bridge Loan Agreement dated March 4, 2015(the “March 2015 Loan Agreement”) is entered into by and between SolarWindow Technologies, Inc. a Nevada corporation (the “Borrower”), and Kalen Capital Holdings, LLC (“Creditor”) a Delaware limited liability corporation and a wholly owned subsidiary of Kalen Capital Corporation (“KCC”), a corporation organized under the laws of the Province of Alberta, Canada.