UNDERWRITING AGREEMENT between SOBR SAFE, INC. and AEGIS CAPITAL CORP. as Representative of the Several Underwriters SOBR SAFE, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2022 • SOBR Safe, Inc. • Periodicals: publishing or publishing & printing • New York
The undersigned, SOBR Safe, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiary and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiary, the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
Form of Representative’s Warrant AgreementRepresentative’s Warrant Agreement • May 19th, 2022 • SOBR Safe, Inc. • Periodicals: publishing or publishing & printing • New York
THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS SIX MONTHS FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].
WARRANT AGENT AGREEMENTWarrant Agent Agreement • May 19th, 2022 • SOBR Safe, Inc. • Periodicals: publishing or publishing & printing • New York
This WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of May 17, 2022 (the “Issuance Date”) is between Sobr Safe, Inc. a Delaware corporation (the “Company”), and Equiniti Trust Company (the “Warrant Agent”).
