EXHIBIT 10(eee) WARRANT AGENT AGREEMENT This Agreement, dated as of October __, 2015, is between CEL-SCI Corporation, a Colorado corporation (the "Company"), and Computershare Inc., a Delaware corporation ("Computershare"), and its wholly owned...Warrant Agent Agreement • October 23rd, 2015 • Cel Sci Corp • Biological products, (no disgnostic substances) • New York
FORM OF COMMON STOCK PURCHASE WARRANT NUWELLIS, INC.Warrant Agent Agreement • March 13th, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _______, 20291 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuwellis, Inc., a Delaware corporation (the “Company”), up to _______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’
WARRANT AGENT AGREEMENTWarrant Agent Agreement • November 22nd, 2023 • Gain Therapeutics, Inc. • Pharmaceutical preparations
WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of November 21, 2023 (the “Issuance Date”) between Gain Therapeutics, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and Pacific Stock Transfer Company, a Nevada Corporation (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • November 6th, 2023 • Zion Oil & Gas Inc • Oil & gas field exploration services • New York
This Warrant Agent Agreement (this “Agreement”) is made effective as of November 6, 2023, by and between Zion Oil & Gas, Inc., a Delaware corporation having its principal place of business at 12655 North Central Expressway, Suite 1000, Dallas, Texas 75243 (the “Company”), and Equiniti Trust Company, LLC (formerly American Stock Transfer & Trust Company, LLC), a New York limited liability trust company with offices at 6201 15th Avenue, Brooklyn, NY 11219 (“AST”) and is an amendment to the Warrant Agent Agreement dated August 1, 2014 between the Company and AST, to the May 22, 2017 amendment to the Warrant Agent Agreement, to the October 12, 2017 amendment, to the April 2, 2018 amendment to the Warrant Agreement, to the January 15, 2021 amendment to the Warrant Agent Agreement, to the February 1, 2021 amendment to the Warrant Agent Agreement, to the April 8, 2021 amendment to the Warrant Agent Agreement, to the June 3, 2021 amendment to the Warrant Agent Agreement, to the June 21, 2021 a
WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 8th, 2022 • TC BioPharm (Holdings) PLC • Biological products, (no disgnostic substances) • New York
WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of February 10, 2022 (the “Issuance Date”) between TC BioPharm (Holdings) plc, a company incorporated in Scotland, under the law of the United Kingdom (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 17th, 2018 • AMERI Holdings, Inc. • Semiconductors & related devices • New York
WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of August 16, 2018 (the “Issuance Date”) between Ameri Holdings, Inc., a Delaware corporation (the “Company”), and Corporate Stock Transfer, Inc. (the “Warrant Agent”).
bioAffinity Technologies, Inc. and VStock Transfer, LLC, as Warrant Agent Warrant Agent Agreement WARRANT AGENT AGREEMENTWarrant Agent Agreement • September 6th, 2022 • bioAffinity Technologies, Inc. • Services-commercial physical & biological research • New York
This WARRANT AGENT AGREEMENT (this “Warrant Agreement”), dated as of September 6, 2022 (the “Initial Exercise Date”) is between bioAffinity Technologies, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
Warrant Agent AgreementWarrant Agent Agreement • November 2nd, 2023 • Avenue Therapeutics, Inc. • Pharmaceutical preparations
This WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of October 31, 2023 is by and between Avenue Therapeutics, Inc, a Delaware corporation (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
Warrant Agent AgreementWarrant Agent Agreement • February 9th, 2023 • Innovation Beverage Group LTD • Beverages
This WARRANT AGENT AGREEMENT (this ”Warrant Agreement”) dated as of [●], 2023 (the ”Issuance Date”) is between Innovation Beverage Group Limited, an Australian company (the ”Company”), and VStock Transfer, LLC (the ”Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • April 20th, 2022 • Intensity Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
This Warrant Agent Agreement (“Warrant Agreement”) is made as of [●], 2022, by and between Intensity Therapeutics, Inc., a Delaware corporation, with offices at 61 Wilton Road, 3rd Floor, Westport, CT 06880 (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (collectively, the “Warrant Agent”).
Warrant Agent AgreementWarrant Agent Agreement • November 4th, 2022 • ParaZero Technologies Ltd. • Aircraft parts & auxiliary equipment, nec • New York
EX-4.1 3 d255348dex41.htm WARRANT AGENT AGREEMENT EXECUTION COPY WARRANT AGENT AGREEMENTWarrant Agent Agreement • May 5th, 2020 • New York
This Warrant Agent Agreement (this “Agreement”) is made as of November 11, 2011 between ADVENTRX Pharmaceuticals, Inc., a Delaware corporation (“Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 27th, 2022 • Biostage, Inc. • Surgical & medical instruments & apparatus • Delaware
This Warrant Agent Agreement (“Warrant Agreement”) is made as of [________________], 2022, by and among Biostage, Inc., a Delaware corporation, with offices at 84 October Hill Road, Suite 11, Holliston, MA 01746 (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company, collectively, as warrant agent (collectively with Computershare, the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 9th, 2018 • Cytori Therapeutics, Inc. • Surgical & medical instruments & apparatus • New York
WARRANT AGENT AGREEMENT made as of July ___, 2018 ("Issuance Date"), between Cytori Therapeutics, Inc., a Delaware corporation (the "Company"), and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Philadelphia, Pennsylvania (the "Warrant Agent").
PRE-FUNDED WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 7th, 2019 • Cellect Biotechnology Ltd. • Surgical & medical instruments & apparatus • New York
This Warrant Agent Agreement (the “Warrant Agent Agreement”) made as of __________, 2019, is between Cellect Biotechnology Ltd., an Israeli company (the “Company”), and Computershare Inc., as warrant agent (the “Warrant Agent”).
EX-10.46 6 ex10-46.htm WARRANT AGENT AGREEMENTWarrant Agent Agreement • May 5th, 2020 • New York
THIS WARRANT AGENT AGREEMENT (this “Warrant Agent Agreement”) dated as of March [•], 2019 (the “Issuance Date”), by and between Verb Technology Company, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”). All capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Warrants (as defined below).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • April 10th, 2023 • 180 Life Sciences Corp. • Pharmaceutical preparations • New York
THIS WARRANT AGENT AGREEMENT, dated as of April 10, 2023 (this “Agreement”), between 180 Life Sciences Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
MARIZYME, INC. and SECURITIES TRANSFER CORPORATION, as Warrant Agent Warrant Agent Agreement Dated as of [●], 2023 WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 1st, 2023 • Marizyme Inc • Pharmaceutical preparations • New York
WARRANT AGENT AGREEMENT, dated as of [●], 2023 (“Agreement”), between Marizyme, Inc., a corporation organized under the laws of the State of Nevada (the “Company”), and Securities Transfer Corporation, a corporation organized under the laws of Texas (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 22nd, 2021 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc. • New York
THIS WARRANT AGENT AGREEMENT (this “Agreement”) is dated June 21, 2021, between Grom Social Enterprises, Inc., a Florida corporation (the “Company”), and Equiniti Trust Company, acting as warrant agent (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • September 25th, 2017 • Monster Digital, Inc. • Computer storage devices • California
THIS WARRANT AGENT AGREEMENT, dated September 18, 2017 (the “Agreement”), is entered into by and between Westpark Capital, Inc. (the “Warrant Agent”) and Monster Digital, Inc. (the “Company”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 18th, 2022 • Mobilicom LTD • Aircraft • New York
This Warrant Agent Agreement (the “Warrant Agent Agreement”) made as of [●], 2022, is between Mobilicom Limited, a corporation formed under the laws of Australia (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 22nd, 2021 • Cresud Inc • Real estate • New York
This Warrant Agent Agreement (the “Warrant Agent Agreement”) made as of February 24, 2021, is between Cresud Sociedad Anónima Comercial Inmobiliaria Financiera y Agropecuaria (“Cresud”), an Argentine company, (the “Company”), an Argentine company, and Computershare, Inc. and Computershare Trust Company N.A., as warrant agent (the “Warrant Agent”).
Warrant Agent AgreementWarrant Agent Agreement • July 26th, 2022 • Bruush Oral Care Inc. • Dental equipment & supplies • New York
This WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of [●], 2022 (the “Issuance Date”) is between Bruush Oral Care, Inc., a [●] company (the “Company”), and Endeavor Trust Corporation (the “Warrant Agent”).
Oncolytics Biotech Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agent Agreement Dated as of August 16, 2019 WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 16th, 2019 • Oncolytics Biotech Inc • Pharmaceutical preparations • New York
WARRANT AGENT AGREEMENT, dated as of August 16, 2019 (“Agreement”), between Oncolytics Biotech Inc., a company incorporated under the Business Corporations Act (Alberta) (the “Company”), and American Stock Transfer & Trust Company, LLC a New York limited liability trust company (the “Warrant Agent”).
WARRANT AGENT AGREEMENT Ocurest Laboratories, Inc., a Florida corporation (the "Company"), and American Securities Transfer & Trust, Inc., 1825 Lawrence Street, Suite 444, Denver, Colorado 80202-1817, a Colorado corporation (the "Warrant Agent"),...Warrant Agent Agreement • November 8th, 1996 • Ocurest Laboratories Inc • Surgical & medical instruments & apparatus • Florida
WARRANT AGENT AGREEMENT FIXED INCOME TRUST FOR PRUDENTIAL FINANCIAL, INC. NOTES, SERIES 2012-1Warrant Agent Agreement • June 7th, 2012 • Fixed Income Trust for Prudential Financial, Inc. Notes, Series 2012-1 • Asset-backed securities • New York
WARRANT AGENT AGREEMENT, dated as of June 11, 2012 (the “Warrant Agent Agreement” or the “Agreement”), by and between FIXED INCOME CLIENT SOLUTIONS LLC, a Delaware limited liability company, as Depositor (the “Depositor”), THE BANK OF NEW YORK MELLON, as Trustee (the “Trustee”) and THE BANK OF NEW YORK MELLON, as Warrant Agent (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 23rd, 2022 • Heart Test Laboratories, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of June 17, 2022 (the “Issuance Date”) between Heart Test Laboratories, Inc., a Texas corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).
AMENDMENT TO WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 25th, 2024 • Zion Oil & Gas Inc • Oil & gas field exploration services
This Amendment (this “Amendment”) to the Warrant Agent Agreement, dated March 21, 2024, is made effective as of March 25, 2024, by and between Zion Oil & Gas, Inc., a Delaware corporation having its principal place of business at 12655 North Central Expressway, Suite 1000, Dallas, Texas 75243 (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company with offices at 6201 15th Avenue, Brooklyn, NY 11219 (“ETC”)(collectively the “Parties”).
WARRANT AGENTWarrant Agent Agreement • May 15th, 2002 • Natural Gas Services Group Inc • Colorado
FIRST AMENDMENT TO WARRANT AGENT AGREEMENTWarrant Agent Agreement • May 5th, 2020
Aytu Bioscience, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”) agree to this first amendment (“Amendment”) to the Warrant Agent Agreement between the parties dated May 6, 2016 (the “Warrant Agreement”) effective as of [__________], 2016 (“Effective Date”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 17th, 2024 • Iterum Therapeutics PLC • Pharmaceutical preparations • New York
This WARRANT AGENT AGREEMENT (this “Agreement”) between Iterum Therapeutics plc, a public limited company incorporated under the laws of Ireland (registered number 563531) (the “Company”), Computershare Inc., a Delaware corporation (“Computershare”) and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, collectively, the “Warrant Agent”), is dated as of _____, 2024.
WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 9th, 2016 • LabStyle Innovations Corp. • Surgical & medical instruments & apparatus • New York
WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of March 8, 2016 (the “Issuance Date”) between LabStyle Innovations Corp., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • April 25th, 2018 • Check-Cap LTD • X-ray apparatus & tubes & related irradiation apparatus • New York
This Warrant Agent Agreement made as of April [●], 2018, is between Check-Cap Ltd., an Israeli company, with offices at Check-Cap Building, 29 Abba Hushi Avenue, Isfiya 3009000 Israel (the “Company”), and American Stock Transfer and Trust Company, LLC, a New York limited liability trust company with offices at 6201 15th Avenue, Brooklyn, NY 11219 (the “Warrant Agent”).
Advanced Life Sciences Holdings, Inc. and Onyx Stock Transfer, LLC, Warrant Agent Warrant Agent Agreement Dated as of June , 2010Warrant Agent Agreement • June 16th, 2010 • Advanced Life Sciences Holdings, Inc. • Biological products, (no disgnostic substances) • New York
WARRANT AGENT AGREEMENT, dated as of June , 2010 (“Agreement”), between Advanced Life Sciences Holdings, Inc., a Delaware corporation (the “Company”), and Onyx Stock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
ACCURIDE CORPORATION WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 4th, 2010 • Accuride Corp • Motor vehicle parts & accessories • New York
WARRANT AGENT AGREEMENT, dated as of February 26, 2010 (the “Agreement”), between Accuride Corporation, a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company LLC, a New York limited liability trust company, as Warrant Agent (the “Warrant Agent”). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed thereto in the Form of Warrant attached as Exhibit A hereto.
