TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 23rd, 2017 • Spinnaker ETF Trust • New York
THIS AGREEMENT is made as of the 9th day of June, 2017, by and between each Trust (hereinafter each a "Trust", and collectively the "Trusts" as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the "Bank").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 23rd, 2017 • Spinnaker ETF Trust • North Carolina
This ETF Distribution Agreement (the "Agreement') is effective the _____ day of ________, 20__, between SPINNAKER ETF TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and the fund(s) listed on Schedule A, as may be amended from time to time (each a "Fund" and collectively the "Funds"), and CAPITAL INVESTMENT GROUP, INC, a North Carolina corporation (the "Distributor").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 23rd, 2017 • Spinnaker ETF Trust • North Carolina
This Investment Sub-advisory Agreement ("Agreement") is made and entered into as of [______], 2016 by and among Spinnaker ETF Trust, a Delaware Statutory Trust ("Trust"), OBP Capital, LLC, a Delaware Limited Liability Company ("Advisor") and Ancora West Advisors, LLC, dba Universal Value Advisors, a Nevada Limited Liability Company ("Sub-Advisor").
CUSTODY AGREEMENTCustody Agreement • June 23rd, 2017 • Spinnaker ETF Trust • New York
AGREEMENT, dated as of ________________, 20__ between ___________________________________, a _____________________, having its principal office and place of business at _________________________________________ (the "Trust") and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 ("Custodian").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 23rd, 2017 • Spinnaker ETF Trust • North Carolina
THIS INVESTMENT ADVISORY AGREEMENT ("Agreement") is made and entered into as of the 21st day of December, 2016, by and between SPINNAKER ETF TRUST, a Delaware statutory trust (the "Trust"), and OBP CAPITAL, LLC, a North Carolina Limited Liability Company (the "Adviser"), located at 116 S Franklin Street, PO Box 69, Rocky Mount, NC 27802.
AUTHORIZED PARTICIPANT AGREEMENT FORAuthorized Participant Agreement • June 23rd, 2017 • Spinnaker ETF Trust • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between Capital Investment Group, Inc. (the "Distributor"), and Cantor Fitzgerald & Co. (the "Authorized Participant", "Participant" or "AP") and is subject to acceptance by The Bank of New York Mellon ("Custodian" or "Transfer Agent"). The Transfer Agent serves as the transfer agent for Spinnaker ETF Trust (the "Trust"). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, all without par value (sometimes referred to as "Shares"), of each of the separate investment portfolios of the Trust (each such portfolio a "Fund"
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • June 23rd, 2017 • Spinnaker ETF Trust • New York
THIS AGREEMENT is made as of _____________________, 20__ by and between each Trust listed on the signature page hereto (each a "Fund", and collectively the "Funds" as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business ("BNY Mellon").
