TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 16th, 2017 • Spinnaker ETF Trust • New York
THIS AGREEMENT is made as of the 9th day of June, 2017, by and between each Trust (hereinafter each a "Trust", and collectively the "Trusts" as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the "Bank").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 16th, 2017 • Spinnaker ETF Trust • North Carolina
This ETF Distribution Agreement (the "Agreement') is effective the 15th day of August, 2017, between SPINNAKER ETF TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and the fund(s) listed on Schedule A, as may be amended from time to time (each a "Fund" and collectively the "Funds"), and CAPITAL INVESTMENT GROUP, INC, a North Carolina corporation (the "Distributor").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 16th, 2017 • Spinnaker ETF Trust • North Carolina
This Investment Sub-advisory Agreement ("Agreement") is made and entered into as of July 11, 2016 by and among Spinnaker ETF Trust, a Delaware Statutory Trust ("Trust"), OBP Capital, LLC, a Delaware Limited Liability Company ("Advisor") and Merlin Capital, LLC, a New York Limited Liability Company ("Sub-Advisor").
CUSTODY AGREEMENTCustody Agreement • August 16th, 2017 • Spinnaker ETF Trust • New York
AGREEMENT, dated as of 15th day of August, 2017 between Spinnaker ETF Trust, a Delaware Statutory Trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27802 (the "Trust") and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 ("Custodian").
AUTHORIZED PARTICIPANT AGREEMENT FORAuthorized Participant Agreement • August 16th, 2017 • Spinnaker ETF Trust • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between Capital Investment Group, Inc. (the "Distributor"), and Cantor Fitzgerald & Co. (the "Authorized Participant", "Participant" or "AP") and is subject to acceptance by The Bank of New York Mellon ("Custodian" or "Transfer Agent"). The Transfer Agent serves as the transfer agent for Spinnaker ETF Trust (the "Trust"). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, all without par value (sometimes referred to as "Shares"), of each of the separate investment portfolios of the Trust (each such portfolio a "Fund"
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • August 16th, 2017 • Spinnaker ETF Trust • New York
THIS AGREEMENT is made as of July 18, 2017 by and between each Trust listed on the signature page hereto (each a "Fund", and collectively the "Funds" as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business ("BNY Mellon").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 16th, 2017 • Spinnaker ETF Trust
THIS EXPENSE LIMITATION AGREEMENT ("Agreement") is made and entered into effective as this 19th day of July, 2017 by and between SPINNAKER ETF TRUST, a Delaware statutory trust (the "Trust"), on behalf of its series, Fieldstone Merlin Dynamic Large Cap Growth ETF (the "Fund(s)"), and Merlin Asset Management, a New York Limited Liability Company (the "Sub-advisor").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 16th, 2017 • Spinnaker ETF Trust
THIS EXPENSE LIMITATION AGREEMENT ("Agreement") is made and entered into effective as this 16th day of August, 2017 by and between SPINNAKER ETF TRUST, a Delaware statutory trust (the "Trust"), on behalf of its series, Fieldstone UVA Unconstrained Medium-Term Fixed Income ETF and the Fieldstone UVA Dividend Value ETF (the "Fund(s)"), and Universal Value Advisors, a Nevada Limited Liability Company (the "Sub-advisor").
SUBSCRIPTION AGREEMENTSubscription Agreement • August 16th, 2017 • Spinnaker ETF Trust • Delaware
LISTING AGREEMENT Exchange-Traded Products1Listing Agreement • August 16th, 2017 • Spinnaker ETF Trust
FUND ADMINISTRATION SERVICE AGREEMENTFund Administration Service Agreement • August 16th, 2017 • Spinnaker ETF Trust • North Carolina
THIS AGREEMENT is made and entered into as of this 15th day of August, 2017, by and between SPINNAKER ETF TRUST, a Delaware statutory trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Trust") and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Administrator").
