0001493152-18-008489 Sample Contracts

LADENBURG THALMANN FINANCIAL SERVICES INC. Up to 6,832,841 Shares of 8.00% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) EQUITY DISTRIBUTION AGREEMENT Dated: June 11, 2018

Equity Distribution Agreement • June 12th, 2018 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Equity Distribution Agreement
• Filed
  June 12th, 2018
• Company
  Ladenburg Thalmann Financial Services Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York