16,666,666 Shares of Common Stock and Warrants to Purchase up to 14,166,666 Shares of Common Stock Advaxis, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • September 11th, 2018 • Advaxis, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 11th, 2018 Company Industry Jurisdiction
ADVAXIS, INC. FORM OF WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 11th, 2018 • Advaxis, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 11th, 2018 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of September 11, 2018 (the “Issuance Date”), between Advaxis, Inc., a Delaware corporation, with offices at 305 College Road East, Princeton, New Jersey 08540 (“Company”), and Continental Stock Transfer and Trust Company, with offices at 17 Battery Place, 8th Floor, New York, NY 10004 (“Warrant Agent”).