UNDERWRITING AGREEMENT between ADVAXIS, INC. and as Representative of the Several Underwriters ADVAXIS, INC.Underwriting Agreement • July 22nd, 2019 • Advaxis, Inc. • Pharmaceutical preparations • New York
The undersigned, Advaxis, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
ADVAXIS, INC. FORM OF WARRANT AGENCY AGREEMENTForm of Warrant Agency Agreement • July 22nd, 2019 • Advaxis, Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of July [●], 2019 (the “Issuance Date”), between Advaxis, Inc., a Delaware corporation, with offices at 305 College Road East, Princeton, New Jersey 08540 (“Company”), and Continental Stock Transfer and Trust Company, with offices at 1 State Street, 30th Floor, New York, NY 10004 (“Warrant Agent”).
