ContractWarrant Agreement • November 25th, 2019 • Infinity Energy Resources, Inc • Drilling oil & gas wells • Kansas
Contract Type FiledNovember 25th, 2019 Company Industry JurisdictionTHIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND APPLICABLE STATE SECURITIES LAWS, AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY.
November 23, 2019 Hudson Bay Master Fund, LP C/O George Antonopoulos 30th Floor New York, NY 10017Exchange Agreement • November 25th, 2019 • Infinity Energy Resources, Inc • Drilling oil & gas wells
Contract Type FiledNovember 25th, 2019 Company IndustryReference is made to that certain Exchange Agreement (the “Agreement’), and the Side-Letter Agreement, both dated as of May 23, 2019, (the “Letter”), by and among Infinity Energy Resources, Inc. (the “Company”), and Hudson Bay Master Fund Ltd. (“Hudson Bay”). Capitalized terms not otherwise defined herein shall have the meanings set forth in each of the Settlement Agreement.