INDEMNIFICATION AGREEMENTIndemnification Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of September 25, 2023 between GlassBridge Enterprises, Inc., a Delaware corporation (the “Company”), and Keri Findley (“Indemnitee”). All capitalized terms used but not otherwise defined herein have the meanings ascribed to them in Section 13.
GLASSBRIDGE ENTERPRISES, INC. SERIES 1 RESTRICTED STOCK UNIT AGREEMENTSeries 1 Restricted Stock Unit Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • Delaware
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionThis Series 1 Restricted Stock Unit Award Agreement (“Agreement”) is made and entered into as of September 25, 2023 (the “Grant Date”), by and between GlassBridge Enterprises, Inc., a Delaware corporation (the “Company”), and Tacora Capital, LP, a Delaware limited partnership (the “Awardee”).
WARRANT TERMINATION AGREEMENTWarrant Termination Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionTHIS WARRANT TERMINATION AGREEMENT (this “Agreement”) is made as of this 22nd day of September, 2023, by and between GlassBridge Enterprises, Inc., a Delaware corporation (the “Company”), and Gazellek Holdings I, LLC (“GHI”).
TERM LOAN AND SECURITY AGREEMENTTerm Loan and Security Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionTHIS TERM LOAN AND SECURITY AGREEMENT, dated as of September 25, 2023 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), is entered into by and among GlassBridge Enterprises, Inc., a Delaware corporation (the “Borrower”), the guarantors from time to time party hereto (collectively, the “Guarantors”) and Tacora Capital, LP (together with its Affiliates, assignees and successors, the “Lender”).
REDEMPTION AGREEMENTRedemption Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionRedemption Agreement effective as of September 25, 2023 (this “Agreement”) by and between the undersigned sellers (each, a “Seller”, and, collectively, the “Sellers”) and GlassBridge Enterprises, Inc., a Delaware corporation (the “Company”).
STOCK PURCHASE AGREEMENT by and between GLASSBRIDGE ENTERPRISES, INC. and TACORA CAPITAL, LP September 25, 2023Stock Purchase Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionStock Purchase Agreement dated as of September 25, 2023 (this “Agreement”), by and between GlassBridge Enterprises, Inc., a Delaware corporation (“Company”), and Tacora Capital, LP, a Delaware limited partnership (“Buyer”). All capitalized terms used but not otherwise defined herein have the meanings set forth or referenced in Article 1.
GLASSBRIDGE ENTERPRISES, INC. SERIES 2 RESTRICTED STOCK UNIT AGREEMENTSeries 2 Restricted Stock Unit Agreement • September 29th, 2023 • GlassBridge Enterprises, Inc. • Investment advice • Delaware
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionThis Restricted Stock Unit Award Agreement (“Agreement”) is made and entered into as of September 25, 2023 (the “Grant Date”), by and between GlassBridge Enterprises, Inc., a Delaware corporation (the “Company”), and Tacora Capital, LP, a Delaware limited partnership (the “Awardee”).