2,850,000 Shares FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 10th, 2013 • Fiduciary/Claymore MLP Opportunity Fund • New York
Contract Type FiledSeptember 10th, 2013 Company Jurisdiction
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • September 10th, 2013 • Fiduciary/Claymore MLP Opportunity Fund
Contract Type FiledSeptember 10th, 2013 CompanyTransfer and Assumption Agreement dated as of March 30, 2012, among g Fiduciary Asset Management LLC ("FAMCO LLC"), a Delaware limited liability company having its principal office and place of business at 8235 Forsyth Boulevard, Clayton, Missouri, Piper Jaffray Investment Management Inc. ("Piper Jaffray"). a Delaware corporation having its principal office and place of business at 800 Nicollet Mall, Minneapolis, Minnesota ("Piper Jaffray"), Advisory Research, Inc. ("Advisory Research"), a Delaware corporation having its principal office and place of business at 180 N Stetson Avenue, Chicago, Illinois, Guggenheim Funds Investment Advisors, LLC (formerly known as Claymore Advisors, LLC) ("Guggenheim"), a Delaware limited liability company having its principal office and place of business at 2455 Corporate West Drive, Lisle, Illinois, and Fiduciary/Claymore MLP Opportunity Fund (the "Fund"), a Delaware statutory trust having its principal office and place of business at 2455 Corporate We