Defined Outcome Trust: Large Cap Buffer 15 Portfolio, Series 3 AMENDMENT NO. 1 TO THE REFERENCE TRUST AGREEMENTReference Trust Agreement • January 31st, 2022 • Guggenheim Defined Portfolios, Series 2197
This Amendment no. 1 to the Reference Trust Agreement dated as of January 31, 2022, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Portfolio Support and License AgreementPortfolio Support and License Agreement • January 31st, 2022 • Guggenheim Defined Portfolios, Series 2197 • Illinois
This Agreement, dated as of January 31, 2022, is made by and between Milliman Financial Risk Management LLC, a Delaware limited liability company (“Consultant/Licensor”), and Guggenheim Funds Distributor, LLC., (“GFD” or “Licensee”) as sponsor to, Defined Outcome Trust: Large-Cap Buffer 15 Portfolio, Series 3 (the “Trust”).
