AMENDED AND RESTATED CUSTODY AGREEMENT by and between CONTEXT CAPITAL FUNDS and THE BANK OF NEW YORK MELLONCustody Agreement • April 28th, 2017 • Context Capital Funds • New York
AMENDED AND RESTATED CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto, between Context Capital Funds, a statutory trust organized under the laws of the State of Delaware (the “Fund”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the State of New York (the “Custodian”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2017 • Context Capital Funds • Delaware
AGREEMENT made as of this 30th day of September, 2016 by and between Context Capital Funds, a Delaware statutory trust (the “Trust”), and Context Advisers III, LLC, a Delaware limited liability company (the “Adviser”).
EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • April 28th, 2017 • Context Capital Funds
EXPENSE REIMBURSEMENT AGREEMENT (the “Agreement”), dated as of September 30, 2016, by and between Context Advisers III, LLC, a Delaware limited liability company (the “Adviser”) and Context Capital Funds, a Delaware statutory trust (the ‘‘Trust”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 28th, 2017 • Context Capital Funds • Delaware
This Sub-Advisory Agreement (the “Agreement”) between Context Advisers III, LLC (“Context Advisers”), a Delaware limited liability company, and Granite Peak Asset Management, LLC (“Sub- Adviser”), a Delaware limited liability company, is dated as of September 30, 2016 and shall become effective as set forth in Section 10, below.
CONTEXT CAPITAL FUNDS Amendment No. 2 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • April 28th, 2017 • Context Capital Funds
THIS AMENDMENT is made as of September 30, 2016, by and between ALPS Fund Services, Inc. (“ALPS”), Context Capital Funds (the “Trust”), and Foreside Management Services, LLC (“Foreside”).
CONTEXT CAPITAL FUNDS Amendment No. 1 to Transfer Agency and Services AgreementAgency and Services Agreement • April 28th, 2017 • Context Capital Funds
THIS AMENDMENT is made as of September 30, 2016, by and between ALPS Fund Services, Inc. (“ALPS”), Context Capital Funds (the “Trust”), and Foreside Management Services, LLC (“Foreside”).
FIRST AMENDMENT TO EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • April 28th, 2017 • Context Capital Funds
This First Amendment is entered into as of April __, 2017 between Context Advisers III, LLC, a Delaware limited liability company (the “Adviser”), and Context Capital Funds, a Delaware statutory trust (the “Trust”). Capitalized terms used in this First Amendment, but not defined herein, will have the meaning ascribed to them in the Agreement (as defined below).
FIRST AMENDMENT TO SERVICES AGREEMENT FOR TRUST AND REGULATORY GOVERNANCEServices Agreement for Trust and Regulatory Governance • April 28th, 2017 • Context Capital Funds • Delaware
This first amendment (“Amendment”) to the Services Agreement for Trust and Regulatory Governance dated as of the 1st of November, 2015 (the “Agreement”), by and between Foreside Management Services, LLC (“Foreside”), and Context Capital Funds (“Funds”), is entered into as of October 13, 2016 (the “Effective Date”).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2017 • Context Capital Funds
This First Amendment is entered into as of April __, 2017 between Context Advisers III, LLC, a Delaware limited liability company (the “Adviser”), and Context Capital Funds, a Delaware statutory trust (the “Trust”). Capitalized terms used in this First Amendment, but not defined herein, will have the meaning ascribed to them in the Agreement (as defined below).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2017 • Context Capital Funds
This First Amendment is entered into as of October 24, 2016 between Context Advisers II, L.P., a Delaware limited partnership (the “Adviser”), and Context Capital Funds, a Delaware statutory trust (the “Trust”). Capitalized terms used in this First Amendment, but not defined herein, will have the meaning ascribed to them in the Agreement (as defined below).
THIRD AMENDMENT TO DISTRIBUTION AGREEMENTTo Distribution Agreement • April 28th, 2017 • Context Capital Funds • Delaware
This Third Amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of January 15, 2014 by and between Context Capital Funds, a Delaware Statutory Trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (“Distributor”) is entered into as of September 30, 2016 (the “Effective Date”).
