VENTURE LOAN AND SECURITY AGREEMENT Dated as of October 28, 2016 (the “Effective Date”) by and amongVenture Loan and Security Agreement • February 24th, 2017 • vTv Therapeutics Inc. • Pharmaceutical preparations • New York
HORIZON TECHNOLOGY FINANCE CORPORATION, a Delaware corporation 312 Farmington Avenue Farmington, CT 06032 as a Lender and Collateral Agent SILICON VALLEY BANK, a California corporation 3475 Piedmont Road, NE, Suite 560 Atlanta, GA 30305 as a Lender
ContractvTv Therapeutics Inc. • February 24th, 2017 • Pharmaceutical preparations • New York
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
