CREDIT AGREEMENT dated as of September 21, 2018 among THE JONES FINANCIAL COMPANIES, L.L.L.P. and EDWARD D. JONES & CO., L.P., as Borrowers The Lenders Party Hereto, FIFTH THIRD BANK AND WELLS FARGO BANK, NATIONAL ASSOCIATION, as Co-Syndication Agents...Credit Agreement • November 13th, 2018 • Jones Financial Companies LLLP • Security brokers, dealers & flotation companies • New York
For purposes of the foregoing, changes in the Applicable Rate resulting from changes in the Leverage Ratio shall become effective on the date (the “Adjustment Date”) that is three Business Days after the date on which financial statements are delivered to the Lenders pursuant to Section 5.01(a)(ii) or Section 5.01(a)(iii) and shall remain in effect until the next change to be effected pursuant to this paragraph. If any financial statements referred to above are not delivered within the time periods specified in Section 5.01(a)(ii) or Section 5.01(a)(iii), as
