UNIT PURCHASE AGREEMENT by and amongUnit Purchase Agreement • October 25th, 2019 • Marketaxess Holdings Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledOctober 25th, 2019 Company Industry JurisdictionTHIS UNIT PURCHASE AGREEMENT (this “Agreement”) is entered into as of August 12, 2019, by and among (i) MarketAxess Holdings Inc., a Delaware corporation (the “Counterparty”), (ii) LiquidityEdge LLC, a Delaware limited liability company (the “Company”), (iii) each of the Persons listed as Sellers on the signature pages hereto (each a “Seller” and collectively, the “Sellers”), (iv) RF7 LLC, a Delaware limited liability company formerly known as R3CEV LLC, solely in its capacity as the representative of the Sellers appointed pursuant to Section 11.3 (the “Sellers’ Representative”), and (v) David Rutter, solely for the purposes of Section 6.7. The Counterparty, the Company, the Sellers and the Sellers’ Representative, collectively, the “Parties”. Capitalized terms have the respective meanings ascribed to such terms in Article X.