RESTRICTED STOCK AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLANRestricted Stock Agreement • February 18th, 2020 • Marketaxess Holdings Inc • Security brokers, dealers & flotation companies • Delaware
THIS AGREEMENT, effective as of the 1st day of April 2017, by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 299 Park Avenue, 10th Floor, New York, New York 10171 (the “Company”), and Christophe Roupie (the “Participant”).
AMENDMENT NO. 1 TO THE UNIT PURCHASE AGREEMENTThe Unit Purchase Agreement • February 18th, 2020 • Marketaxess Holdings Inc • Security brokers, dealers & flotation companies • Delaware
This AMENDMENT NO. 1 (this “Amendment”) to the Unit Purchase Agreement, dated as of August 12, 2019, by and among MarketAxess Holdings Inc., a Delaware corporation (the “Counterparty”), LiquidityEdge LLC, a Delaware limited liability company (the “Company”), each of the Sellers listed therein, RF7 LLC, a Delaware limited liability company, solely in its capacity as the representative of the Sellers appointed pursuant to Section 11.3 thereof (the “Sellers’ Representative”) and the other parties identified therein (the “Agreement”), is entered into as of November 1, 2019, by and between the Counterparty and the Sellers’ Representative. Capitalized terms used and not otherwise defined in this Amendment shall have the respective meanings given to them in the Agreement.
