CUSTODY AGREEMENTCustody Agreement • September 8th, 2017 • Capital Southwest Corp • New York
Contract Type FiledSeptember 8th, 2017 Company JurisdictionThis CUSTODY AGREEMENT (this “Agreement”) is dated as of August 30, 2016, and is by and between CAPITAL SOUTHWEST CORPORATION (and any successor or permitted assign, the “Company”), a corporation formed under the laws of the State of Texas, having its principal place of business at 5400 LBJ Freeway, Suite 1300, Dallas, TX 75240, and U.S. BANK NATIONAL ASSOCIATION (and any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at 8 Greenway Plaza, Suite 1100, Houston, TX 77046.
DOCUMENT CUSTODY AGREEMENT CAPITAL SOUTHWEST CORPORATIONDocument Custody Agreement • September 8th, 2017 • Capital Southwest Corp • New York
Contract Type FiledSeptember 8th, 2017 Company JurisdictionThis DOCUMENT CUSTODY AGREEMENT is made and entered into as of August 30, 2016, by and among Capital Southwest Corporation (the “Company”), a corporation formed under the laws of the State of Texas, ING Capital LLC, as collateral agent under the Guarantee and Security Agreement referred to below (in such capacity, the “Collateral Agent”) and U.S. Bank National Association, a national banking association, organized under the laws of the United States, as document custodian (the “Document Custodian”).
CUSTODY CONTROL AGREEMENTCustody Control Agreement • September 8th, 2017 • Capital Southwest Corp • New York
Contract Type FiledSeptember 8th, 2017 Company JurisdictionCUSTODY CONTROL AGREEMENT (this “Agreement”) dated as of August 30, 2016, by and among CAPITAL SOUTHWEST CORPORATION, a corporation formed under the laws of the State of Texas (the “Company”), ING CAPITAL LLC, as collateral agent under the Guarantee and Security Agreement referred to below (in such capacity, the “Collateral Agent”), and U.S. BANK NATIONAL ASSOCIATION, as custodian (in such capacity, the “Custodian”).
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • September 8th, 2017 • Capital Southwest Corp • Texas
Contract Type FiledSeptember 8th, 2017 Company JurisdictionThis AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Agreement”) made as of March 9, 2017 by and between Capital Southwest Corporation, a Texas corporation (the “Corporation”), and Capital Southwest Management Corporation, a Nevada corporation and a wholly-owned subsidiary of the Company (the “Administrator”).