ASSET PURCHASE AGREEMENT among SCOTLAND ACQUISITION, LLC, RCS CAPITAL CORPORATION, THE PRINCIPALS NAMED HEREIN, HATTERAS INVESTMENT PARTNERS LLC, HATTERAS INVESTMENT MANAGEMENT LLC, HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC, HATTERAS ALTERNATIVE...Assignment and Assumption Agreement • November 13th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
ASSET PURCHASE AGREEMENT dated as of October 1, 2013, among Scotland Acquisition, LLC, a Delaware limited liability company (“Purchaser”), RCS Capital Corporation, a Delaware corporation (“Guarantor”), the persons named as principals on the signature pages hereto (each a “Principal” and collectively, “Principals”), Hatteras Investment Partners LLC, a Delaware limited liability company, Hatteras Investment Management LLC, a Delaware limited liability company, Hatteras Capital Investment Management, LLC, a Delaware limited liability company, Hatteras Alternative Mutual Funds LLC, a Delaware limited liability company, and Hatteras Capital Investment Partners, LLC, a Delaware limited liability company (each, a “Hatteras Seller,” and, collectively, “Hatteras Sellers”), and David Perkins, in his capacity as the sellers representative (the “Sellers’ Representative”). Purchaser, Guarantor, the Hatteras Sellers and the Sellers’ Representative are each sometimes referred to herein as a “Party” a
