SIDOTI CAPITAL MANAGEMENT, LLC LIMITED LIABILITY COMPANY AGREEMENTLiability Company Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies
Contract Type FiledJanuary 14th, 2015 Company IndustryThis Limited Liability Company Agreement of Sidoti Capital Management, LLC, a Delaware limited liability company (the “Company”), is entered into this 16th day of June, 2014 by the person executing this Agreement as the Member and such additional Members as may be hereinafter admitted.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 14th, 2015 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is entered into as of January 9, 2015, between Sidoti & Company, Inc., a Delaware corporation (the “Company”), and Stifel Venture Corp., a Missouri corporation (“Stifel”), and is effective upon consummation of the IPO (as defined below).
SUBSCRIPTION AGREEMENT between SIDOTI & COMPANY, INC. and STIFEL VENTURE CORP.Subscription Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 14th, 2015 Company Industry JurisdictionTHIS SUBSCRIPTION AGREEMENT (this “Agreement”) is entered into as of January 9, 2015, between Stifel Venture Corp., a Missouri corporation (“Stifel”), and Sidoti & Company, Inc., a Delaware corporation (the “Company”).