0001571049-15-000212 Sample Contracts

SIDOTI CAPITAL MANAGEMENT, LLC LIMITED LIABILITY COMPANY AGREEMENT
Limited Liability Company Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies

This Limited Liability Company Agreement of Sidoti Capital Management, LLC, a Delaware limited liability company (the “Company”), is entered into this 16th day of June, 2014 by the person executing this Agreement as the Member and such additional Members as may be hereinafter admitted.

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REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York

This Registration Rights Agreement (this “Agreement”) is entered into as of January 9, 2015, between Sidoti & Company, Inc., a Delaware corporation (the “Company”), and Stifel Venture Corp., a Missouri corporation (“Stifel”), and is effective upon consummation of the IPO (as defined below).

SUBSCRIPTION AGREEMENT between SIDOTI & COMPANY, INC. and STIFEL VENTURE CORP.
Subscription Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York

THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is entered into as of January 9, 2015, between Stifel Venture Corp., a Missouri corporation (“Stifel”), and Sidoti & Company, Inc., a Delaware corporation (the “Company”).

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