INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 4th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • Delaware
This INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”), dated as of October 2, 2014, is by and among SIDOTI MICRO CAP FUND, L.P., a Delaware limited partnership (the “Partnership”), SIDOTI MICRO CAP GP, LLC, a Delaware limited liability company (the “General Partner”), and SIDOTI CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”). All capitalized terms used in this Agreement and not otherwise defined shall have the meanings ascribed to them in the Partnership’s Limited Partnership Agreement dated as of June 16, 2014, as the same may from time to time be amended, supplemented, revised or restated (the “Partnership Agreement”).
FEE WAIVERFee Waiver • May 4th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies
On October 2, 2014, Sidoti Capital Management, LLC (the “Adviser”) entered into an investment management agreement (the “Investment Management Agreement”) with Sidoti Micro Cap Fund, LP (the “Partnership”) and Sidoti Micro Cap GP, LLC (the “General Partner”). Pursuant to the Investment Management Agreement, the Partnership has agreed to pay the Adviser a management fee in the amount of 2.00% per annum of the net asset value of the Partnership, payable quarterly.
SUBADVISORY AGREEMENTSubadvisory Agreement • May 4th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS SUBADVISORY AGREEMENT (this “Agreement”) is made and entered into as of October 3, 2014, by and between Sidoti Capital Management, LLC, a Delaware limited liability company (the “Company”), and Liberty Park Capital Management, LLC, a Delaware limited liability company (the “Subadviser”).
MASTER LETTER OF CREDIT AGREEMENT - SECUREDMaster Letter of Credit Agreement • May 4th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
In consideration of issuance by Bank, or a correspondent bank if Bank so requests, from time to time, upon Customer’s application and at Bank’s option, of one or more standby or commercial letters of credit (all the provisions of this Agreement, except as specifically noted otherwise, apply to both standby and commercial letters of credit, and both such types of letters of credit are hereinafter referred to as a “Credit”) the undersigned Customer, intending to be legally bound hereby, agrees with Bank that the following terms and conditions shall apply to each Credit issued by Bank for Customer’s account:
FEE WAIVERFee Waiver • May 4th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies
On June 16, 2014, Sidoti Micro Cap GP, LLC (the “General Partner”) entered into a limited partnership agreement (the “Limited Partnership Agreement”) with the limited partners of the Sidoti Micro Cap Fund, LP (the “Partnership”). Pursuant to the Limited Partnership Agreement, the Partnership has agreed to pay the General Partner an incentive allocation, payable yearly, of 20% of the net profits allocated to each investor after any prior losses allocated to each investor have been recouped.
FIRST AMENDMENT TO SIDOTI & COMPANY, LLC OPERATING AGREEMENTOperating Agreement • May 4th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies
THIS FIRST AMENDMENT TO OPERATING AGREEMENT ("Amendment") is dated as of December 30, 1999 and entered into by and among the Sidoti Family Trust dated March 1, 1999 (the "Trust"), as a withdrawing Member, Peter Sidoti ("Sidoti"), as a withdrawing Member, and Sidoti Holding Company, LLC, a Delaware limited liability company (the "Holding Company"), as the new sole Member of Sidoti & Company, LLC, a Delaware limited liability company (the "Company").
