real goods solar, INC. Warrant To Purchase Common StockSecurities Agreement • August 10th, 2015 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
Real Goods Solar, Inc., a Colorado corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, _____________, the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after December 30, 2015 (the “Initial Exercisability Date”), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), up to such number of fully paid and nonassessable shares of Common Stock equal to ________, subject to adjustment as provided herein (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this “Warrant”), shall have the meanings set forth in Section 17.
CONVERSION AGREEMENTConversion Agreement • August 10th, 2015 • Real Goods Solar, Inc. • Construction - special trade contractors • Colorado
THIS CONVERSION AGREEMENT (this “Agreement”) is made and entered into as of June 24, 2015 (the “Effective Date”), by and between REAL GOODS SOLAR, INC., a Colorado corporation (“Issuer”), and RIVERSIDE FUND III, L.P., a limited partnership formed in the State of Delaware (“Noteholder”). Issuer and Noteholder are sometimes each referred to herein as a “Party” and collectively as the “Parties.”
EXCHANGE AGREEMENTExchange Agreement • August 10th, 2015 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
This EXCHANGE AGREEMENT (the “Agreement”), dated as of June 25, 2015, is made by and among Real Goods Solar, Inc., a Colorado corporation, with headquarters located at 833 West South Boulder Road, Louisville, CO 80027 (the “Company”), and the Company investor listed on the signature page attached hereto (the “Holder”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Securities Purchase Agreement (as defined below).
