0001580642-15-001012 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and HOWARD CAPITAL MANAGEMENT, INC.

Investment Advisory Agreement • March 3rd, 2015 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Investment Advisory Agreement
• Filed
  March 3rd, 2015
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

This AGREEMENT is made as of February 3, 2015 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and HOWARD CAPITAL MANAGEMENT, INC. a Delaware Corporation (the “Adviser”) located at 555 Sun Valley Drive, Suite B-4, Roswell, GA 30076.

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM Dividend Sector Plus Fund

Operating Expenses Limitation Agreement • March 3rd, 2015 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Operating Expenses Limitation Agreement
• Filed
  March 3rd, 2015
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of February, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Dividend Sector Plus Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., (the “Advisor”).