INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and COUNTERPOINT MUTUAL FUNDS, LLCInvestment Advisory Agreement • September 24th, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledSeptember 24th, 2015 Company JurisdictionThis AGREEMENT is made as of April 10, 2015 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Counterpoint Mutual Funds, LLC, a California limited liability company (the “Adviser”) located at 12707 High Bluff Drive, Suite 200, San Diego, CA 92130 .
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL INCOME FUNDOperating Expenses Limitation Agreement • September 24th, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledSeptember 24th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of February, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).