INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and LGM Capital Management, LLCInvestment Advisory Agreement • August 26th, 2016 • Northern Lights Fund Trust IV • New York
Contract Type FiledAugust 26th, 2016 Company JurisdictionThis AGREEMENT is made as of July 27, 2016 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and LGM Capital Management, LLC an Arizona limited liability company (the “Adviser”) located at 8930 E. Raintree Drive, #100, Scottsdale, AZ 85260.
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LGM Capital Management LLCAnd Security Agreement • August 26th, 2016 • Northern Lights Fund Trust IV • New York
Contract Type FiledAugust 26th, 2016 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 27th day of July, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Low Beta Tactical 500 Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, LGM Capital Management LLC (the “Advisor”).